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DC Evans and Company, LLC is a full-service brokerage firm that is based in Bergen County, New Jersey. We are members of FINRA and SIPC. Most customer transactions are cleared through Penson Financial Services, Inc. in Dallas, although some may be done directly with a mutual fund company or insurance company. Penson is also a member of FINRA/SIPC, and it also clears for approximately two hundred and eighty other broker/dealers. Payment for most customer purchases of securities should be made payable to Penson Financial Services, Inc., except those transactions done directly with a mutual fund company or insurance company. In those cases, funds or securities should be made payable to the specific fund company or insurance company. In no case should funds be made payable or deliverable to DC Evans and Company, LLC or to any of its registered representatives. Penson's mailing address for funds and securities is: Penson Financial Services, Inc. Attn: Banking 1700 Pacific Avenue, Suite 1400 Dallas, TX 75201 Please be sure to include your Penson account number on checks.
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Our registered reps have years of training and experience helping clients meet their financial goals. Whether your investment objectives are retirement planning, college funding, earning additional current income, or just earning more money on your financial assets, we can develop and implement a plan customized for you. We're growing! We just received approval from the FINRA to significantly expand our securities business. We'll be adding new branches and stockbrokers throughout New Jersey, New York, and Connecticut. If you are a registered rep and would like to part of our growth, you may telephone us at (201) 358-2856 or fax us your resume at (201) 358-0086. We offer high pay-outs, a great clearing firm, and pleasant work environment with a compliance-conscious management. Of course, we also have a health insurance plan and a 401(k) plan. www.FINRA.org www.Penson.com www.SIPC.com
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